Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Nov 2016)
    • CF30 Customer (since 1 Oct 2014)
    • CF30 Customer (7 Oct 2010 to 21 Jun 2013)
    • Employed By (since 1 Oct 2014)
    • Employed By (7 Oct 2010 to 21 Jun 2013)
  • Carnegie Insurance Services Ltd (no longer approved here)

    FRN 442049

    • Employed By (20 Dec 2005 to 31 Oct 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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