Richard Alan Peddie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atherton & Associates Wealth Management Ltd

    FRN 922040

    • Employed By (since 5 Mar 2020)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Apr 2013)
    • CF1 Director (AR) (3 Apr 2013 to 18 Jan 2016)
  • Atherton & Associates Wealth Management Ltd (no longer approved here)

    FRN 481858

    • Employed By (7 Jan 2016 to 1 May 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Nov 2012 to 11 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.