Richard Alan John Facer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Planning Partners (Holdings) Ltd
FRN 1030521
- Employed By (since 28 May 2025)
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 16 Dec 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2026)
- CF4 Partner (AR) (20 Oct 2017 to 22 Jan 2024)
- CF30 Customer (24 Feb 2015 to 31 Jan 2026)
Capital Planning Partners Ltd (no longer approved here)
FRN 587076
- Employed By (17 Feb 2015 to 23 Jun 2025)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.