Richard Alan Charles Phillips

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 30 Jan 2017)
HJP Wealth Management Ltd
FRN 769912
- (2)Employed By (since 30 Jan 2017)
HJP Financial Services Ltd (0314) (no longer approved here)
FRN 152684
- (3)Employed By (1 Oct 1998 to 1 Jul 2003)
Callingham Crane Financial Services Limited (2369) (no longer approved here)
FRN 181461
- Employed By (1 Oct 1998 to 2 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.