Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ashik Shah & Co Limited
FRN 221553
- SMF16 Compliance Oversight (since 15 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2020)
- CF30 Customer (20 Apr 2010 to 8 Dec 2019)
- CF28 Systems and controls (4 Sep 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.