Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 22 Jun 2020)
    • CF30 Customer (since 22 Jun 2020)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (23 Apr 2015 to 8 Dec 2019)
    • (1)Employed By (since 22 Jun 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 20 Sep 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Adamson Financial Planning LTD

  2. controlled function added: (1)Employed By at Adamson Financial Planning LTD