Richard Adams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Generation Partners LLP

    FRN 474602

    • SMF27 Partner (since 24 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (12 May 2016 to 17 Apr 2020)
  • CGE Partners LLP (no longer approved here)

    FRN 827788

    • Employed By (23 Aug 2019 to 17 Apr 2020)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF10a CASS Oversight function (1 Jan 2012 to 20 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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