Richard Adam Clementi

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (22 Sep 2004 to 3 Jun 2005)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (11 Feb 2004 to 17 Sep 2004)
    • CF22 Investment Adviser (Trainee) (17 Apr 2002 to 11 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.