Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2022)
    • [FCA CF] Material risk taker (since 8 Nov 2022)
    • [FCA CF] Client dealing (since 10 Aug 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 8 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2022)
    • [FCA CF] Client dealing (since 10 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2022)
    • [FCA CF] Material risk taker (since 8 Nov 2022)
    • [FCA CF] Client dealing (since 10 Aug 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (18 Mar 2020 to 5 Apr 2022)
    • [FCA CF] Client dealing (23 Feb 2017 to 5 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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