Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
    • CF30 Customer (28 Apr 2016 to 8 Dec 2019)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF30 Customer (16 Apr 2010 to 31 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.