Riccardo Donati

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 20 Jun 2024)
    • [FCA CF] Client dealing (since 17 Apr 2024)
    • [FCA CF] Manager of certification employee (23 Jan 2019 to 19 Feb 2021)
    • [FCA CF] Client dealing (10 Nov 2017 to 6 Jun 2021)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Manager of certification employee (1 Mar 2023 to 12 Apr 2024)
    • [FCA CF] Material risk taker (13 Apr 2022 to 8 Jun 2022)
    • [FCA CF] Client dealing (13 Apr 2022 to 12 Apr 2024)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Manager of certification employee (8 Jun 2022 to 12 Apr 2024)
    • [FCA CF] Significant management (8 Jun 2022 to 12 Apr 2024)
    • [FCA CF] Client dealing (13 Apr 2022 to 12 Apr 2024)
    • [FCA CF] Material risk taker (13 Apr 2022 to 12 Apr 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (8 Jun 2021 to 22 Mar 2022)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (8 Jun 2021 to 22 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.