Riccardo Cumerlato

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited
FRN 119328
- [FCA CF] Manager of certification employee (since 12 Sep 2024)
- [FCA CF] Client dealing (since 7 Aug 2020)
- CF30 Customer (9 Aug 2017 to 8 Dec 2019)
M&G Alternatives Investment Management Limited
FRN 122011
- [FCA CF] Manager of certification employee (since 12 Sep 2024)
- [FCA CF] Client dealing (since 9 Feb 2024)
- CF30 Customer (9 Aug 2017 to 8 Dec 2019)
Mizuho International plc (no longer approved here)
FRN 119256
- CF30 Customer (18 Feb 2013 to 15 Apr 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 13 Feb 2008)
- CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.