Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Collins Dale Capital Partners Ltd
FRN 792021
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 23 Apr 2022)
- CF1 Director (1 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.