Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Manager of certification employee (7 Mar 2020 to 28 Aug 2020)
    • [FCA CF] Client dealing (7 Mar 2020 to 28 Aug 2020)
    • [FCA CF] Material risk taker (7 Mar 2020 to 28 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Dec 2006 to 31 Oct 2007)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF27 Investment Management (29 Oct 2003 to 14 Sep 2006)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF27 Investment Management (29 Oct 2003 to 14 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.