Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (19 Aug 2019 to 29 Feb 2024)
    • CF21 Investment Adviser (15 Jul 2003 to 29 Apr 2005)
    • CF22 Investment Adviser (Trainee) (26 Jul 2002 to 15 Jul 2003)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.