Ricardo Coats

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank

    FRN 124344

    • [FCA CF] Material risk taker (since 8 Nov 2024)
    • [FCA CF] Client dealing (since 16 Mar 2016)
    • [FCA CF] Manager of certification employee (since 16 Mar 2016)
    • [FCA CF] Significant management (25 Jan 2021 to 1 Jan 2023)
    • [FCA CF] Material risk taker (16 Mar 2016 to 18 Sep 2023)
    • CF30 Customer (22 Oct 2010 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 13 Mar 2009)
    • CF21 Investment Adviser (15 Mar 2002 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 13 Mar 2009)
    • CF21 Investment Adviser (6 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.