Ria Claire Coles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 23 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Brunel Wealth Limited

    FRN 918260

    • Employed By (since 23 Jun 2020)
  • THE MINSTER PARTNERSHIP LIMITED (no longer approved here)

    FRN 745901

    • CF30 Customer (27 Oct 2016 to 26 Jun 2020)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (26 Jun 2014 to 9 Oct 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (26 Jun 2014 to 9 Oct 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Jan 2009 to 14 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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