Rhys David Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THOMAS, CARROLL (BROKERS) LIMITED
FRN 304860
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Nov 2019)
- CF1 Director (AR) (14 Jul 2017 to 31 Dec 2025)
- Responsible for Insurance Mediation (12 Mar 2012 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Thomas, Carroll Independent Financial Advisers Limited
FRN 450497
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 Aug 2018 to 8 Dec 2019)
TCi Futures Limited (no longer approved here)
FRN 990237
- Employed By (13 Apr 2023 to 31 Dec 2025)
Thomas, Carroll Private Clients Limited (no longer approved here)
FRN 534775
- Employed By (17 Jul 2017 to 31 Dec 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.