Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 31 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 31 Aug 2025)
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Aled Williams Financial Management Ltd
FRN 805089
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2025)
- SMF16 Compliance Oversight (since 31 Mar 2025)
- SMF3 Executive Director (since 31 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 18 Aug 2023)
- [FCA CF] Client dealing (since 18 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.