Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 May 2020)
- [FCA CF] Client dealing (since 7 May 2020)
- CF30 Customer (13 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (24 Oct 2012 to 6 Mar 2016)
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- CF30 Customer (4 Jul 2008 to 30 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.