Rhodri Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (25 Jul 2024 to 3 Jul 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
    • CF30 Customer (8 Apr 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 Jul 2024 to 3 Jul 2025)
    • [FCA CF] Client dealing (22 Dec 2023 to 3 Jul 2025)
    • [FCA CF] Material risk taker (5 Dec 2019 to 1 Nov 2021)
    • CF30 Customer (18 Oct 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 Jul 2024 to 3 Jul 2025)
    • [FCA CF] Client dealing (22 Dec 2023 to 3 Jul 2025)
    • [FCA CF] Material risk taker (22 Dec 2023 to 3 Jul 2025)
    • CF30 Customer (18 Oct 2011 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (24 Nov 2020 to 1 Nov 2021)
    • [FCA CF] Material risk taker (24 Nov 2020 to 1 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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