Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Circle Financial Services Limited
FRN 148759
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 18 Mar 2022)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2022)
- [FCA CF] Client dealing (1 Oct 2021 to 2 Oct 2021)
- [FCA CF] Functions requiring qualifications (1 Oct 2021 to 2 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
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