Rhian Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julian Hodge Bank Limited (no longer approved here)

    FRN 204439

    • SMF16 Compliance Oversight (7 Mar 2016 to 8 Aug 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 8 Aug 2016)
    • CF10 Compliance Oversight (5 Nov 2010 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (5 Nov 2010 to 6 Mar 2016)
    • CF28 Systems and controls (14 Oct 2009 to 5 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.