Rhian Lloyd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • SMF16 Compliance Oversight (18 Dec 2019 to 30 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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