Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (10 Jul 2022 to 30 Apr 2023)
- Director of firm who is not a certification employee or a SMF manager (16 Nov 2020 to 10 Jul 2022)
- [FCA CF] Significant management (3 Oct 2019 to 28 Sep 2020)
- [FCA CF] Manager of certification employee (3 Oct 2019 to 28 Sep 2020)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 17 Jul 2020)
- CF2 Non Executive Director (22 Jun 2016 to 8 Dec 2019)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Feb 2023)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 Feb 2023)
- [FCA CF] Significant management (7 Mar 2016 to 14 Feb 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 14 Feb 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Feb 2023)
- CF1 Director (AR) (2 Jan 2015 to 15 Apr 2019)
- CF29 Significant management (19 Mar 2014 to 6 Mar 2016)
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- CF2 Non Executive Director (21 May 2015 to 11 Mar 2019)
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- Employed By (23 Dec 2014 to 15 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.