Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (17 Aug 2010 to 8 Dec 2019)
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- [FCA CF] Material risk taker (1 Apr 2019 to 23 Apr 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Apr 2016)
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- CF30 Customer (5 Nov 2009 to 28 Jul 2010)
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- CF30 Customer (25 Nov 2008 to 13 Jan 2009)
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- CF30 Customer (3 Mar 2008 to 13 Jan 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.