Reshma Patel

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Sep 2019)
    • CF30 Customer (since 9 Sep 2019)
  • H2N Wealth Management Limited

    FRN 912926

    • (1)Employed By (since 9 Sep 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Oct 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Oct 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2002 to 13 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.