Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 3 Dec 2012)
- CF30 Customer (since 16 Dec 2008)
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Cheshire Wealth Consultancy
FRN 592257
- Employed By (since 3 Dec 2012)
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- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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- Employed By (23 Jul 2002 to 22 Nov 2002)
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- Employed By (1 Dec 2001 to 13 Jun 2002)
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- (230)Employed By (4 Jan 2001 to 13 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.