Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RIA Capital Markets Limited
FRN 219706
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Jan 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Jan 2002 to 19 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.