Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 6 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 12 Sep 2017)
    • [FCA CF] Manager of certification employee (since 12 Sep 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Feb 2017)
    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [PRA CF] Managing a material risk taker (15 Feb 2017 to 16 Aug 2017)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 16 Aug 2017)
    • [FCA CF] Significant management (since 6 Sep 2022)
    • [FCA CF] Manager of certification employee (since 24 Jan 2019)
    • [PRA CF] Managing a material risk taker (since 24 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.