Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Client dealing (1 Apr 2020 to 24 Jul 2020)
    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 24 Jul 2020)
    • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (28 Jan 2013 to 3 Jun 2013)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 20 Nov 2013)
    • CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.