Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 12 May 2020)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF10a CASS Oversight function (5 Oct 2011 to 12 Oct 2018)
    • CF11 Money Laundering Reporting (4 Jun 2008 to 1 Nov 2009)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2009)
    • CF26 Customer Trading (26 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • SMF2 Chief Finance (10 Dec 2018 to 31 Dec 2019)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (4 Jun 2008 to 1 Nov 2009)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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