Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MTC Security Trustee Limited
FRN 722598
- SMF9 Chair of the Governing Body (since 12 May 2020)
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- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF10a CASS Oversight function (5 Oct 2011 to 12 Oct 2018)
- CF11 Money Laundering Reporting (4 Jun 2008 to 1 Nov 2009)
- CF30 Customer (1 Nov 2007 to 1 Nov 2009)
- CF26 Customer Trading (26 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- SMF2 Chief Finance (10 Dec 2018 to 31 Dec 2019)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF11 Money Laundering Reporting (4 Jun 2008 to 1 Nov 2009)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.