Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Hambro & Partners LLP
FRN 513246
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 1 Dec 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (1 Dec 2022 to 18 Nov 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 1 Apr 2025)
- [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2022)
- CF10a CASS Oversight function (10 Sep 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.