Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (5 Jun 2024 to 24 Mar 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (1 Sep 2023 to 19 May 2024)
    • [FCA CF] Manager of certification employee (28 Jan 2021 to 19 May 2024)
    • [FCA CF] Client dealing (28 Jan 2021 to 19 May 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (1 Sep 2023 to 19 May 2024)
    • [FCA CF] Client dealing (28 Jan 2021 to 19 May 2024)
    • [FCA CF] Manager of certification employee (28 Jan 2021 to 19 May 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (10 Oct 2017 to 12 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.