Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 26 May 2021)
    • [FCA CF] Manager of certification employee (since 26 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Nov 2020)
    • [FCA CF] Material risk taker (since 20 Nov 2020)
    • [FCA CF] Client dealing (since 20 Nov 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 12 Jun 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Jun 2020)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 12 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.