Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (15 Feb 2024 to 30 Sep 2024)
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- Director of firm who is not a certification employee or a SMF manager (30 May 2023 to 24 Sep 2024)
- SMF3 Executive Director (8 Dec 2021 to 30 May 2023)
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- [PRA CF] Significant risk taker or Material risk taker (26 Feb 2021 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (6 Jul 2018 to 7 May 2020)
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- [FCA CF] Manager of certification employee (26 Feb 2021 to 30 Sep 2024)
- [FCA CF] Client dealing (26 Feb 2021 to 30 Sep 2024)
- CF30 Customer (23 Jan 2008 to 23 Jan 2008)
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- [PRA CF] Significant risk taker or Material risk taker (26 Feb 2021 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (11 Jan 2019 to 7 May 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.