Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (15 Feb 2024 to 30 Sep 2024)
  • Climate Asset Management Limited (no longer approved here)

    FRN 944222

    • Director of firm who is not a certification employee or a SMF manager (30 May 2023 to 24 Sep 2024)
    • SMF3 Executive Director (8 Dec 2021 to 30 May 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2021 to 9 Sep 2021)
    • [FCA CF] Manager of certification employee (6 Jul 2018 to 7 May 2020)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (26 Feb 2021 to 30 Sep 2024)
    • [FCA CF] Client dealing (26 Feb 2021 to 30 Sep 2024)
    • CF30 Customer (23 Jan 2008 to 23 Jan 2008)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (26 Feb 2021 to 9 Sep 2021)
    • [FCA CF] Manager of certification employee (11 Jan 2019 to 7 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.