Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [PRA CF] Managing a material risk taker (since 6 Oct 2020)
- [FCA CF] Manager of certification employee (since 11 Sep 2017)
- [FCA CF] Material risk taker (since 11 Sep 2017)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Sep 2017)
- [FCA CF] Client dealing (since 7 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.