Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Sep 2022)
    • [FCA CF] Manager of certification employee (16 Dec 2019 to 19 Jun 2023)
    • [FCA CF] Client dealing (18 Sep 2018 to 19 Jun 2023)
    • [FCA CF] Material risk taker (since 22 Sep 2022)
    • [FCA CF] Manager of certification employee (since 16 Dec 2019)
    • [FCA CF] Client dealing (since 18 Sep 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (9 Nov 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (9 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.