Regis Jean Paul Monfront

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • CF2 Non Executive Director (26 Jan 2009 to 4 May 2010)
    • CF1 Director (13 Oct 2005 to 26 Jan 2009)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF29 Significant management (28 May 2008 to 4 May 2010)
    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF9 EEA Investment Business Oversight (8 Nov 2004 to 28 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Apr 2004 to 8 Nov 2004)
    • CF21 Investment Adviser (23 Apr 2004 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF2 Non Executive Director (16 May 2008 to 17 May 2010)
    • CF8 Apportionment and Oversight (12 Jul 2005 to 20 Sep 2005)
    • CF19 Significant Mgt (Financial Resources) (12 Jul 2005 to 20 Sep 2005)
    • CF3 Chief Executive (12 Jul 2005 to 20 Sep 2005)
    • CF1 Director (14 Jan 2005 to 16 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.