Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Dec 2013 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (14 Mar 2011 to 24 Jul 2012)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (5 May 2004 to 5 Apr 2006)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF26 Customer Trading (1 Dec 2001 to 30 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.