Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 6 Dec 2024)
- [FCA CF] Client dealing (since 6 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Jul 2021 to 11 Dec 2024)
- CF1 Director (AR) (17 Jul 2013 to 25 Oct 2024)
- CF30 Customer (12 Mar 2008 to 5 Aug 2011)
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- CF1 Director (AR) (31 Mar 2013 to 25 Oct 2024)
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- CF30 Customer (28 Jun 2010 to 14 Aug 2013)
- CF1 Director (AR) (4 May 2010 to 14 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.