Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2024)
    • [FCA CF] Client dealing (since 6 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Jul 2021 to 11 Dec 2024)
    • CF1 Director (AR) (17 Jul 2013 to 25 Oct 2024)
    • CF30 Customer (12 Mar 2008 to 5 Aug 2011)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 25 Oct 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (28 Jun 2010 to 14 Aug 2013)
    • CF1 Director (AR) (4 May 2010 to 14 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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