Reginald Jon Mills

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Manager of certification employee (31 Jan 2022 to 1 Jan 2024)
    • [FCA CF] Client dealing (21 Sep 2021 to 1 Jan 2024)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Mar 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Mar 2018)
    • CF30 Customer (29 Jan 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (9 Jun 2008 to 15 Aug 2011)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (30 Sep 2004 to 12 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.