Reginald Frank George Winch

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Earlyworld Capital Limited

    FRN 740115

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Jan 2023)
  • IBP Markets Limited (no longer approved here)

    FRN 520929

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2021)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (1 Nov 2007 to 27 Nov 2015)
    • CF26 Customer Trading (12 Oct 2004 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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