Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craigmore Sustainables LLP (no longer approved here)

    FRN 535871

    • CF10 Compliance Oversight (16 May 2011 to 20 Sep 2017)
    • CF11 Money Laundering Reporting (16 May 2011 to 20 Sep 2017)
    • CF4 Partner (16 May 2011 to 20 Sep 2017)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 26 Feb 2009)
    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.