Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF28 Systems and controls (1 Nov 2007 to 5 Dec 2007)
    • CF14 Risk Assessment (31 Oct 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (31 Oct 2005 to 5 Dec 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF28 Systems and controls (1 Nov 2007 to 5 Dec 2007)
    • CF1 Director (31 Oct 2005 to 5 Dec 2007)
    • CF14 Risk Assessment (31 Oct 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (31 Oct 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (31 Oct 2005 to 3 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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