Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Client dealing (17 May 2025 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (17 Mar 2025 to 4 Nov 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (31 Jul 2023 to 29 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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