Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (since 18 Apr 2006)
    • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jul 2005 to 26 Oct 2005)
    • CF7 Sole Trader (AR) (20 Jul 2005 to 18 Apr 2006)
    • (4)Employed By (since 20 Jul 2005)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (12 Jun 2003 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.