Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 5 Feb 2024)
- [FCA CF] Client dealing (since 30 Jan 2024)
-
Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 5 Feb 2024)
- [FCA CF] Client dealing (since 30 Jan 2024)
-
- [FCA CF] Material risk taker (12 Aug 2019 to 31 May 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 31 May 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 31 May 2021)
- CF30 Customer (20 Dec 2010 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (12 Aug 2019 to 31 May 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 31 May 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 31 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.