Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- SMF18 Other Overall Responsibility (since 25 Aug 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 26 Aug 2022)
- [FCA CF] Significant management (7 Mar 2016 to 26 Aug 2022)
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NOVITAS LOANS LIMITED
FRN 716962
- (17)[FCA CF] Material risk taker (since 18 Mar 2021)
- (18)[FCA CF] Significant management (since 18 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function removed: [FCA CF] Significant management at NOVITAS LOANS LIMITED
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controlled function added: (17)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (18)[FCA CF] Significant management at NOVITAS LOANS LIMITED