Rebecca Penny

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Jul 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Jul 2024)
- CF30 Customer (since 8 Jul 2024)
- CF1 Director (AR) (since 8 Jul 2024)
Planit Financial Limited
FRN 1015369
- (1)Employed By (since 8 Jul 2024)
Handelsbanken plc (no longer approved here)
FRN 806852
- [FCA CF] Functions requiring qualifications (8 Nov 2021 to 31 May 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.